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Annex C. Quick reference guide to CropWatch indicators, spatial units, and production estimation methodologyAnnex

Authors: 超级管理员 | Edit: yannn

[ BEST TO TAKE THIS FROM THE WORD DOCUMENT; Note the updated years: 2002-16 and 2012-16]


The following sections give a brief overview of CropWatchindicators and spatial units, along with a description of the CropWatchproduction estimation methodology. For more information about CropWatchmethodologies, visit CropWatch online atwww.cropwatch.com.cn.

CropWatchindicators

The CropWatch indicators are designed to assess thecondition of crops and the environment in which they grow and develop; theindicators—RAIN (for rainfall), TEMP (temperature), and RADPAR(photosynthetically active radiation, PAR)—are not identical to the weathervariables, but instead are value-added indicators computed only over cropgrowing areas (thus for example excluding deserts and rangelands) and spatiallyweighted according to the agricultural production potential, with marginalareas receiving less weight than productive ones. The indicators are expressedusing the usual physical units (e.g., mm for rainfall) and were thoroughlytested for their coherence over space and time. CWSU are the CropWatch SpatialUnits, including MRUs, MPZ, and countries (including first-level administrativedistricts in select large countries). For all indicators, high values indicate"good" or "positive."

BIOMSS

Biomass accumulation potential

Crop/ Ground and satellite

Grams dry matter/m2, pixel or CWSU

An estimate of biomass that could potentially be accumulated over the reference period given the prevailing rainfall and temperature conditions.

Biomass is presented as maps by pixels, maps showing average pixels values over CropWatch spatial units (CWSU), or tables giving average values for the CWSU. Values are compared to the average value for the last five years (2012-16), with departures expressed in percentage.

CALF

Cropped arable land and cropped arable land fraction

Crop/
Satellite

[0,1] number, pixel or CWSU average

The area of cropped arable land as fraction of total (cropped and uncropped) arable land. Whether a pixel is cropped or not is decided based on NDVI twice a month. (For each four-month reporting period, each pixel thus has 8 cropped/ uncropped values).

The value shown in tables is the maximum value of the 8 values available for each pixel; maps show an area as cropped if at least one of the 8 observations is categorized as "cropped." Uncropped means that no crops were detected over the whole reporting period. Values are compared to the average value for the last five years (2012-16), with departures expressed in percentage.

CROPPING INTENSITY

Cropping intensity Index

Crop/
Satellite

Number of crops growing over a year for each pixel

Cropping intensity index describes the number of times the same hectare is used over a year. It is the ratio of the total crop area of all planting seasons in a year to the total area of arable land. It can be expressed as a dimensionless number (e.g., 1.85) or percentage (185%).

Cropping intensity is presented as maps by pixels or spatial average pixels values for MPZs, 31 countries, and 7 regions for China. Values are compared to the average of the previous five years, with departures expressed in percentage.

NDVI

Normalized Difference Vegetation Index

Crop/

Satellite

[0.12-0.90] number, pixel or CWSU average

An estimate of the density of living green biomass.

NDVI is shown as average profiles over time at the national level (cropland only) in crop condition development graphs, compared with previous year and recent five-year average (2012-16), and as spatial patterns compared to the average showing the time profiles, where they occur, and the percentage of pixels concerned by each profile.

RADPAR

CropWatch indicator for Photosynthetically Active Radiation (PAR), based on pixel based PAR

Weather/Satellite

W/m2, CWSU

The spatial average (for a CWSU) of PAR accumulation over agricultural pixels, weighted by the production potential.

RADPAR is shown as the percent departure of the RADPAR value for the reporting period compared to the recent fifteen-year average (2002-16), per CWSU. For the MPZs, regular PAR is shown as typical time profiles over the spatial unit, with a map showing where the profiles occur and the percentage of pixels concerned by each profile.

RAIN

CropWatch indicator for rainfall, based on pixel-based rainfall

Weather/Ground and satellite

Liters/m2, CWSU

The spatial average (for a CWSU) of rainfall accumulation over agricultural pixels, weighted by the production potential.

RAIN is shown as the percent departure of the RAIN value for the reporting period, compared to the recent fifteen-year average (2002-16), per CWSU. For the MPZs, regular rainfall is shown as typical time profiles over the spatial unit, with a map showing where the profiles occur and the percentage of pixels concerned by each profile.

TEMP

CropWatch indicator for air temperature, based on pixel-based temperature

Weather/Ground

°C, CWSU

The spatial average (for a CWSU) of the temperature time average over agricultural pixels, weighted by the production potential.

TEMP is shown as the departure of the average TEMP value (in degrees Centigrade) over the reporting period compared with the average of the recent fifteen years (2002-16), per CWSU. For the MPZs, regular temperature is illustrated as typical time profiles over the spatial unit, with a map showing where the profiles occur and the percentage of pixels concerned by each profile.

VCIx

Maximum vegetation condition index

Crop/
Satellite

Number, pixel to CWSU

Vegetation condition of the current season compared with historical data. Values usually are [0,1], where 0 is "NDVI as bad as the worst recent year" and 1 is "NDVI as good as the best recent year." Values can exceed the range if the current year is the best or the worst.

VCIx is based on NDVI and two VCI values are computed every month. VCIx is the highest VCI value recorded for every pixel over the reporting period. A low value of VCIx means that no VCI value was high over the reporting period. A high value means that at least one VCI value was high. VCI is shown as pixel-based maps and as average value by CWSU.

VHI

Vegetation health index

Crop/
Satellite

Number, pixel to CWSU

The average of VCI and the temperature condition index (TCI), with TCI defined like VCI but for temperature. VHI is based on the assumption that "high temperature is bad" (due to moisture stress), but ignores the fact that low temperature may be equally "bad" (crops develop and grow slowly, or even suffer from frost).

Low VHI values indicate unusually poor crop condition, but high values, when due to low temperature, may be difficult to interpret. VHI is shown as typical time profiles over Major Production Zones (MPZ), where they occur, and the percentage of pixels concerned by each profile.

VHIn

Minimum Vegetation health index

Crop/
Satellite

Number, pixel to CWSU

VHIn is the lowest VHI value for every pixel over the reporting period. Values usually are [0, 100]. Normally, values lower than 35 indicate poor crop condition.

Low VHIn values indicate the occurrence of water stress in the monitoring period, often combined with lower than average rainfall. The spatial/time resolution of CropWatch VHIn is 16km/week for MPZs and 1km/dekad for China.

Note: Typeis either "Weather" or "Crop”; source specifies if the indicatoris obtained from ground data, satellite readings, or a combination; units: inthe case of ratios, no unit is used; scale is either pixels or large scaleCropWatch spatial units (CWSU). Many indicators are computed for pixels butrepresented in the CropWatch bulletin at the CWSU scale.

 

CropWatchspatial units (CWSU)

CropWatch analyses are applied to four kinds of CropWatchspatial units (CWSU): Countries, China, Major Production Zones (MPZ), and globalcrop Monitoring and Reporting Units (MRU). The tables below summarize the keyaspects of each spatial unit and show their relation to each other. For moredetails about these spatial units and their boundaries, see the CropWatchbulletin online resources.

SPATIAL LUNITS

CHINA

Overview

Description

Seven monitoring regions

The seven regions in China are agro-economic/agro-ecological regions that together cover the bulk of national maize, rice, wheat, and soybean production. Provinces that are entirely or partially included in one of the monitoring regions are indicated in color on the map below.


 

Countries (and first-level administrative districts, e.g., states and provinces)

Overview

Description

“Thirty plus one” countries to represent main producers/exporters and other key countries.

CropWatch monitored countries together represent more than 80% of the production of maize, rice, wheat and soybean, as well as 80% of exports. Some countries were included in the list based on criteria of proximity to China (Uzbekistan, Cambodia), regional importance, or global geopolitical relevance (e.g., four of five most populous countries in Africa). The total number of countries monitored is “thirty plus one,” referring to thirty countries and China itself. For the nine largest countries—, United States, Brazil, Argentina, Russia, Kazakhstan, India, China, and Australia, maps and analyses may also present results for the first-level administrative subdivision. The CropWatch agroclimatic indicators are computed for all countries and included in the analyses when abnormal conditions occur. Background information about the countries’ agriculture and trade is available on the CropWatch Website, www.cropwatch.com.cn.

Major Production Zones (MPZ)

Overview

Description

Seven globally important areas of agricultural production

The six MPZs include West Africa, South America, North America, South and Southeast Asia, Western Europe and Central Europe to Western Russia. The MPZs are not necessarily the main production zones for the four crops (maize, rice, soybean, wheat) currently monitored by CropWatch, but they are globally or regionally important areas of agricultural production. The seven zones were identified based mainly on production statistics and distribution of the combined cultivation area of maize, rice, wheat and soybean.


 

Global Monitoring and Reporting Unit (MRU)

Overview

Description

65 agro-ecological/agro-economic units across the world

MRUs are reasonably homogeneous agro-ecological/agro-economic units spanning the globe, selected to capture major variations in worldwide farming and crops patterns while at the same time providing a manageable (limited) number of spatial units to be used as the basis for the analysis of environmental factors affecting crops. Unit numbers and names are shown in the figure below. A limited number of units (e.g., MRU-63 to 65) are not relevant for the crops currently monitored by CropWatch but are included to allow for more complete coverage of global production. Additional information about the MRUs is provided online under www.cropwatch.com.cn .

Productionestimation methodology

The main concept of the CropWatch methodology for estimatingproduction is the calculation of current year production based on informationabout last year’s production and the variations in crop yield and cultivatedarea compared with the previous year. The equation for production estimation isas follows:

Where i is the current year,  and  are thevariations in crop yield and cultivated area compared with the previous year; thevalues of  and  can be aboveor below zero.

For the 31 countries monitored by CropWatch, yield variationfor each crop is calibrated against NDVI time series, using the followingequation:

Where  and  are takenfrom the time series of the spatial average of NDVI over the crop specific maskfor the current year and the previous year. For NDVI values that correspond toperiods after the current monitoring period, average NDVI values of theprevious five years are used as an average expectation.  is calculatedby regression against average or peak NDVI (whichever yields the bestregression), considering the crop phenology of each crop for each individualcountry.

A different method is used for areas. For China, CropWatchcombines remote-sensing based estimates of the crop planting proportion(cropped area to arable land) with a crop type proportion (specific type areato total cropped area). The planting proportion is estimated based on anunsupervised classification of high resolution satellite images from HJ-1 CCDand GF-1 images. The crop-type proportion for China is obtained by the GVGinstrument from field transects. The area of a specific crop is computed bymultiplying farmland area, planting proportion, and crop-type proportion of thecrop.

To estimate crop area for wheat, soybean, maize, and riceoutside China, CropWatch relies on the regression of crop area against croppedarable land fraction of each individual country (paying due attention tophenology):

where a and b are the coefficients generated by linearregression with area from FAOSTAT or national sources and CALF the CroppedArable Land Fraction from CropWatch estimates.  can then becalculated from the area of current and the previous years.

The production for "other countries" (outside the31 CropWatch monitored countries) was estimated as the linear trend projectionfor 2014 of aggregated FAOSTAT data (using aggregated world production minusthe sum of production by the 31 CropWatch monitored countries).